Regulatory Information

Australian Securities and Investments Commission (ASIC)

ASIC Regulation Guide for Forex Traders

The Australian Securities and Investments Commission (ASIC) is Australia’s integrated corporate, markets, financial services and consumer credit regulator. It ensures that Australia’s financial markets are fair and transparent, and that investors are appropriately protected.

Australian Securities and Investments Commission (ASIC) logo

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About the Regulator

The Australian Securities and Investments Commission (ASIC) is Australia’s integrated corporate, markets, financial services and consumer credit regulator. It ensures that Australia’s financial markets are fair and transparent, and that investors are appropriately protected.

Australian Securities and Investments Commission (ASIC) logo

Top ASIC Regulated Brokers

These top-rated brokers are regulated by ASIC and comply with their regulatory requirements.

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  • mobileTrading
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Broker Requirements

Requirements for brokers regulated by Australian Securities and Investments Commission (ASIC)

Capital Requirements

Information not available

Client Money Protection

Information not available

Leverage Limits

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Investor Protections

Protections offered to investors by Australian Securities and Investments Commission (ASIC)

Key Points

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Key Regulations

Key regulations enforced by Australian Securities and Investments Commission (ASIC)

Key Points

  • Leverage: Retail leverage is capped 30:1 for major currency pairs and 20:1 for minor FX pairs, gold, and major stock indices; 10:1 for other commodities and indices; 5:1 for single stocks; 2:1 for crypto (BTC etc.)
  • Asset Classes: Major FX 30:1; minors/gold/major indices 20:1; others 10:1 (crypto 2:1, stocks 5:1)

Conclusion

Australian Securities and Investments Commission (ASIC) (ASIC) is a regulatory authority based in Australia. Established in 1998, it oversees financial markets and provides oversight for forex brokers operating in the region.

This conclusion is based on our research and analysis. Always conduct your own due diligence before making financial decisions.
Patrick Mahinge
Senior Financial Analyst and CMT® Charterholder